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    The SEC's New Retail Fraud Working Group Is a 2017 Rerun, and the Numbers Say Watch Closely
    Regulatory & Compliance

    The SEC's New Retail Fraud Working Group Is a 2017 Rerun, and the Numbers Say Watch Closely

    TL;DR: The SEC created a new Retail Fraud Working Group on July 7, 2026, led by Kate Zoladz, Kim Frederick, and David Woodcock. It is a near-copy of the Retail Strategy Task Force that Jay Clayton lau

    Jeff Barnes, MBA·Jul 14, 2026·10 min read
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