Regulatory & ComplianceThe SEC's New Retail Fraud Working Group Is a 2017 Rerun, and the Numbers Say Watch Closely
TL;DR: The SEC created a new Retail Fraud Working Group on July 7, 2026, led by Kate Zoladz, Kim Frederick, and David Woodcock. It is a near-copy of the Retail Strategy Task Force that Jay Clayton lau
Jeff Barnes, MBA··10 min read